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Delegate Oversight

Genuine oversight of your delegates

Independent, robust monitoring of your delegates — investment managers, administrators, depositaries and distributors — so that standards, controls and regulatory obligations are consistently met. The Central Bank of Ireland expects management companies to retain genuine oversight of delegated activities; we provide it.

What we do

A disciplined framework for appointing, monitoring and reporting on delegates.

Due diligenceInitial and ongoing assessment of delegates before and after appointment.
Service-level monitoringTracking KPIs and SLAs against agreed standards.
Reviews & site visitsPeriodic reviews of delegate performance and controls.
Issue escalationIdentifying, escalating and remediating issues promptly.
Board reportingClear, regular reporting on delegate performance to the board.
Regulatory alignmentOversight designed around Central Bank fund-management-company expectations.

How it works

Oversight that runs through the full life of each delegate relationship.

1

Assess

We conduct due diligence on each prospective delegate.

2

Appoint

We set clear standards, SLAs and reporting lines.

3

Monitor

We track performance and controls on an ongoing basis.

4

Report

We report to the board and escalate where needed.

Strengthen your oversight

Talk to us about independent oversight of your fund’s delegates.

Get in touch